Today’s complex and evolving regulatory environment provides significant challenges to investment businesses. This is particularly the case for boutique regulated entities (or start ups) that may require additional guidance and resources from a regulatory compliance perspective to ensure continuous alignment with the MFSA rules and Investment Services regulations.
Our team of compliance professionals are very well prepared to assist regulated entities with their ongoing regulatory compliance needs and in particular assist in overcoming the ever-increasing regulatory requirements and challenges.
Our Compliance services involves, inter alia: